Thursday, 16 July 2015

SOCIAL CONTRACT THEORY BY J. LOCKE



INTRODUCTORY NOTE
Our task has been to explore the John Locke’s Social Contract theory. In doing so however, it has been observed to be prudent, albeit in a nutshell, to draw attention to the meaning of the concept ‘Social contract’ and its genesis, a thing which will as well compel us to go into an overview of the theorization of the some other philosophers like Grotius and Hobes, philosophers upon whose inputs the Locke’s theorization found a bedrock. Further, the discussion will examine other related issues like legitimacy of ruling, legitimacy of overthrowing a government and validity of Social Contract theory in a modern world.
MEANING OF SOCIAL CONTACT THEORY
Social contract theory in particular is a theory about how political authority can arise and get acceptance in a Society, it details an agreement between the government of a nation and its people, in which the people agree to give up some liberties (these vary depending on the philosopher) in return for security, protection of rights, or some good stuff similar to that.
So, it suffices to say, at this juncture that social contract is an implied agreement by which people form nations and maintain a social order
GENESIS OF SOCIAL CONTACT THEORY
The social contract theory, as per philosophers, can be traced back from earliest history where man lived in a "state of nature" where no government existed. Each man was only as secure as his own power and mental awareness could make him[1]
However, in due course of time and because of problems associated with the form of life above seen, men agreed with one another to make a state by contract, within a given area each surrendering personal freedom as necessary to promote the safety and well being of all. By this contract the members created a government. The social contract gives rights and responsibilities to both the citizenry and the government[2], a given authority to enforce laws and agreements[3]
 So, generally the theory has been people’s efforts to master their environment.
Hugo Grotius 1583-1645 Dutch Jurist, Internally S.C for justification of the absolute duty of obedience of the people to the govt.
Internationally create a basis for legally binding & stable relations among states.
Thomas Hobes’[4] political philosophy, Hobes had this to say “state originated in a so-called social contract, whereby individuals accept a common superior power to protect themselves from their own brutish instincts and to make possible the satisfaction of certain human desires’[5]. This government is to be obeyed even if it is oppressive because the alternative is even worse. 
John Lockey[6], however, whose philosophy is our main focus in this discussion commented further that Sovereignty resided in the people for whom governments were trustees and that such governments could be legitimately overthrown if they failed to discharge their functions to the people[7].
Not only is it not a written contract, it is not even an explicit verbal agreement or promise to obey the law
They each provide a theory for the nature of humanity, which influences their beliefs about the ideal formation of society John Locke, Thomas Hobbes, and Jean-Jacques Rousseau
They potray that in early life there was no government and people were free to do whatever they want.
A  POINT OF DIVERGENCE BTN LOCKEY AND HOBES
Thomas Hobbes believed that people were inherently evil by nature and in the state of nature, according to Hobbes; life was "nasty, brutish, and short." Because of this, people would run around wildly, killing other people out of self-interest, stealing their property. And therefore the best way to deal with this was to have a totalitarian ruler who ruled by force, as force was the only way to keep humans' evil tendencies in check. The social contract would form when the ruler used force to create the government, and it would never end. So, this is to say Thomas Hobbes believed in absolutism
John Locke believed that humans were by nature rational beings. In the state of nature, things would function fairly smoothly, but there would inevitably be conflict due to a limited number of resources and lack of accessibility. The way to deal with this, believed Locke, was to form a government. The government would protect the inalienable rights of human beings, known as natural rights. According to Locke, these natural rights consisted of life, liberty, and property. Although people would have to give up some of their extreme liberties in order not to infringe upon the rights of others, people would have a large amount of freedom in Locke's ideal government. So this implies that Locke believed in democratic government, a thing that even Jean-Jacques Rousseau supported.
Validity of Lockeys Social Contract Theory in Modern World
Lockes Social Contract theory became the most influential political theory in the world. Its philosophy spread all over the world influencing the creation of many new Constitutions and new governments and also giving them a shape
To date, the modern democratic governments presupposes adherence to the Constitutional Principles, concept that has its history from Locke’s Social Contract Philosophy.
Based on Locke’s reasoning, Thomas Jefferson and other American thinkers for example wrote the Declaration of Independence and the Bill of Rights[8] In which they have all argued that certain rights especially related to human preservation or protection of life are inherent.
These philosophical arguments found practical application in the Bourgeois constitutions of the 18th and 19th centuries.  The Social contract (later the constitution) had to protect these fundamental rights and positive law could not, without qualification, contradict such rights[9]
Locke exercised a profound influence on philosophy and politics, in particular on liberalism. Most modern libertarians claim him as an influence. He was a strong influence on Voltaire, while his arguments concerning liberty and the social contract later influenced the written works of Alexander Hamilton, James Madison, Thomas Jefferson, and other Founding Fathers of the United States. In addition, Locke's views influenced the American and French Revolutions
We hold these truths to be self-evident, that all men are created equal, that they are endowed by the creator with certain unalienable rights that among these are life, liberty and the pursuit of Happiness.  That to secure these rights, Governments are instituted among men, deriving their put powers from the consent of the governed,  That whenever any form ends, it is the right of the people to acted or to abolish it, and to institute new government, laying its foundation on such principles and organising its powers in such form, as to them shall seem most likely to effect their safety and happiness. [d'Entreves, 2 Ed, p/63][10]
1.      On the issue of sovereignty of people
The modern democratic governments presuppose adherence to the constitutional principles, concept that one can not deny that has its history from Lockes Social Contract theory. The sovereignty being vested on the people being led, this is to say the source of authority of government is the people[11].
Previously, the practice of direct democracy was possible because of a low number of people in the society so all the people could gather in a meeting and discuss issues concerning them, however, because of tremendous population growth the modern representative democracy has been adopted with a op that those representing others in meetings will contribute exactly what the other members of the society wants
The same has been even enshrined in some constitution example article 8(1) a of the URT and article 9(2) a of the Const of ZNZ
This issue has even been deliberated upon by by courts of Laws
2.      On rights to life and  liberty
In connection to this, Locke asserted that men in establishing a political authority although they  surrender their rights but they still retain those natural rights of life, liberty and property[12]. The modern democratic governments have continued maintaining this legacy by guaranteeing these natural rights to people. This is clearly visible in the Constitution of the United Republic of Tanzania which providesKila mtu anayo haki ya kuishi…’[13], and ‘Kila mtu anayo haki ya kuwa huru na kuishi kama mtu huru[14]’. The Constitutions of USA[15] also provides that natural rights of a person can not be interfered not even by state unless there are justified reasons and for the public interest and with adequate compensation. The international instruments as well provide for these rights, examples in case include the universal declaration of human rights of 1948 which provide ‘everyone has the right to life and liberty[16]
These rights being the most important rights of all persons rights, even the courts of law have not lagged behind in giving statutory interpretations which clearly or impliedly aim at protecting them, once Justice Mwalusanya in the cause of hearing a murder case whose punishment is death penalty he commented ‘death penalty is not a punishment which is prescribed by a lawful law[17] this is to say’ it is Unconstitutional law’ (emphasis mine) however this decision was later on overruled by the Court of appeal[18].
Also, the Supreme Court of……….once declared segregation of equality unconstitutional in the case of Brown Versus Board of education[19].
In relation to this also the English Courts in matters not covered by statutes, have relied on natural law which is the basis of lockes philosophy a special reference can be made on Somersells case[20]  in which the court had this to say ‘slavery is an institution so odious to natural law that the English Court would not countenance it’
On separation of power
The execution and the enforcement of the laws passed by the legislators is placed by Locke in the hands of the executive branch of the government,[21] further Locke advocated that the legislators and the executive powers must be in distinct hands[22]
3.      Checks and Balance
Locke believed that the separation of the legislative from the executive powers of government will accomplish a great deal in the way of preventing governmental tyranny and arbitrariness. He openly advocated governmental Checks and balance[23]
A typical mode of the Lockes Social contract theory, though in a bit advanced stage but basically the concept is the same can be viewed in the modern democratic Countries I which the issue of checks and balance is greatly taken care of.
Example in the case includes the framing of various  Constitution including that of USA which in addressing the problem of avoiding unbalanced or excessive concentrations of power in government adopted a constitution in which legislative, executive, and judicial powers are largely divided among separate branches, with each having some power to check the abuses of the others.[24]
Also the constitution of the United Republic of Tanzania under article …………the issue of separation of power is well taken care of.
4.      Legitimacy of Overthrowing a Government / Revolution
Locke believed that revolution is not only a right but an obligation in some circumstances. These ideas came to have profound influence on the constitution of USA and its declaration of independence[25]
Locke believed that at the point when the government failed to uphold the natural rights of its citizens, the citizens had an obligation to overthrow the government and establish a new, just one.
The case of madzimbamto s relevant here
  1. Legitimacy of Ruling
The idea of the social contract holds that political society rests ultimately on a voluntary agreement[26] between the ruler and the ruled. According to Lockes’ Social contract theory, therefore, consent is the basis of government. It is because people have agreed to be ruled that governments are entitled to rule. This concept found a place in the current democratic governments in which it is urged that governments must be put in power by the ballot paper to signify the mass support of the government and as a result the  
  1. Theory of value and the right to property
He argues that property is a natural right and it is derived from labour. He believed that ownership of property is created by the application of labour. In addition, property precedes government and government cannot "dispose of the estates of the subjects arbitrarily (Wikipedia)
Ami versus Safai

CRITICS TO LOCKES PHILOSOPHY
Though He averted that in the state of nature all men were free, equal and independent.  There was perfect freedom. But weaknesses which are inherent in this state of nature: - that is
(a)        There is lack of established law to know what is bad or good generally, there is lack of law to settle disputes.   Although reason can teach natural law some are ignorant of it.

(b)        There is no impartial judge who has the authority to determine differences as provided by established law.  Everyone is a judge of his own cause as such there can he no fair settlement of disputes.
(c)        There is no power to back a sentence when a right has to be enforced
The sovereign has to be created thereby with only limited powers and the and thereby individual retains all their basic rights which are inalienable
Conclusion
Despite it being not very effective, Social contract theory helps us understand the origins of political power as well as its legitimacy. It further give us a proper way of establishing political organization, how it ought be structures and the proper administration for the betterment of the whole society. Therefore, This is to say Social Contract Theory was crucial and infact still very important in the modern world, though some aspects of it need be improved and modified to suite the challenges of the cotemporary world.



[4] an English philosopher who lived between 5th  April 1588 and 4th  December 1679, his famous  book Leviathan (1651) established the foundation for most of Western political philosophy
[5] Microsoft ® Encarta ® 2008. © 1993-2007 Microsoft Corporation. 
[6] a 17th-century English philosopher who helped articulate the modern version of social contract theory
[7] REF FOOT 2

[8] Microsoft ® Encarta ® 2008. © 1993-2007 Microsoft Corporation.
[9] Dr Tenga draft notice
[10] The American Declaration of Independence of 1776, is of the same tenor.  Its opening paragraph recount
[11] The constitutional and legal systems of TZ pg 41
[12] Jurisprudence revised edn pg 45
[13] Article 14
[14] Article 15 (1)
[15] Lectures in jurisprudence pp 111
[16] Article 3, UDHR 1948
[17] Mbushuu@Dominic Mnyaroge and another, HC of Tanzania at Dodoma
[18] Mbushuu@Dominic Mnyaroge and Kalai Sangula versus Republic
[19] 347 US 483 (1954)
[20] (1972) 20 st T 1
[21] Jurisprudence revised edn pg 47
[22] Jurisprudence revised edn pg 47
[23] Wikipedia
[25] Wikipedia

No comments:

Post a Comment